Introducing Insight Investment Partners, Our Mission, Values, Compliance Culture and Key Contacts.

An overview of the professional and ethical framework we operate in and details the practical application of that frameworks.

We are excited to have you onboard.

Let’s take a look at the background checks and steps for joining IIP as an Authorised Rep.

Now you are Authorised, let’s look at how you can access your FSG to provide to your clients.

How to set up your advice process using the projects app

Maintaining 2 CRM’s is a headache.

So we have integrated iComply2 with Xplan, so you can maintain your client records in one CRM.

Connecting to Xplan is simple.

Starting kicking goals with Projects.

In this guide, we will go through the steps involved to kick off a new Project using iC2 Projects App..

Today, business is global. Connecting should be easy.

In this guide, we will go through the steps involved to Adding a Shared User to your iC2 Environment. You can connect and work with anybody.

Do you have an SOA for our paraplanning service?

Follow this guide to assign the SOA to Camela.

The provision of personal financial advice in Australia is governed by a robust regulatory framework.

Here’s an overview of the Key Steps in the Advice Process.

Understand what constitutes a client review and the documentation requirements

Our aim is to establish a robust framework for the provision of financial advice.

This ensures consistent delivery of high-quality financial advice.

Adequately preparing for your review will ensure a smooth review experience.

Here’s an overview of the File Review Process

Your compliance manager has made a draft report of the initial findings

You can review the findings in raise any disputes or concerns before the report is finalised

Your file review has been finalised

Let’s take a look at how you can action any observations made by the file reviewer

You can access all our AFSL Advice Policies from the Advice Policy Register in the iC2 Compliance Hub

Templates, templates, templates.

All the advice templates you need to provide compliant advice to your clients.

Sometimes, things go wrong.

When running a financial advice business, it is expected that breaches and incidents will occur.

Nobody is perfect and breaches and incidents will happen.

All complaints must be handled in accordance with the Licensee processes.

Before resolving any complaints, report the complaint and refer to the complaints handling process.

Have you received a non-cash benefit?

In this guide, we will go through the steps involved to log a non-cash benefit with IIP.

Do you want a product added to the APL?

Using the iC2 Compliance Hub, you can request one off, or general approval for new product.

Store Sophisticated Investors Certificates in the SPI Register.

In this guide, we will go through the steps involved to add a Sophisticated Investor Certificate to the register

Introducing SARA, your AI powered compliance assistant.

Sara is an integral part of our advice monitoring and supervision framework.

Follow the Adviser Pre-vetting guide to pre-vet your SOA

This lesson sets out the Licensee’s standard for entering into and maintaining Ongoing Fee Arrangements (OFA).

Test your knowledge of OFA’s

Consent To Renewal

Renewal can be done within the period starting 60 days before the Reference Date and ending 150 days after the Reference Date.

This lesson sets out the Licensee’s standard for entering into and maintaining Fixed Term Fee Arrangements (FTA)

Website Disclosure Information gives advisers the flexibility to decide how they disclose information to clients that is otherwise required to be in an FSG

As part of the Delivering Better Financial Outcomes (DBFO) Package, the Albanese government has made amendments to the obligations relating to ongoing fee arrangements and consents.

From the 9th July 2025, advisers that receive commissions as part of the issue or sale of life insurance to a retail client in personal advice situations must obtain informed consent.

Understand our fee collection process.

What fee types can i charge, and how can i collect the fees from my clients.

Licensee Invoice systems can be clunky..

The challenge has been that there are too many moving parts

The invoicing and accounting is done in Xero, the client CRM is Xplan (or similar), the revenue management is done by Revex….

But all these systems don’t talk…..

Set Up Direct Debits For Your Fee Agreements

Let’s take a step by step look at how to create direct debits in iC2 Revenue using the Ezidebit payment solution

Let’s Get To The Good Stuff.. How Do You Get Paid?

We have created a dedicated portal for managing adviser pay runs.

Cyber security isn’t just an IT problem — it’s a core business risk for every financial-advice practice.

As custodians of sensitive client data and regulated financial transactions, advisers must understand how even a small lapse can create large-scale harm.

What are you up against every day?

The key attack vectors criminals use to steal money or data from advice businesses

Learn the basics.

It’s easy to improve your cybersecurity! Take these simple steps today to protect yourself.

Golden Rule: Speed, structure, and transparency.

The longer an incident goes uncontained, the higher the financial, legal and reputational cost.

Something not working as expected?

If you need any assistance, you can raise a support request.