Chapter 5 - The Compliance Hub
Store Sophisticated Investors Certificates in the SPI Register.
In this guide, we will go through the steps involved to add a Sophisticated Investor Certificate to the register.
Step 1: Open the Compliance Hub
Step 2: Click on Sophisticated Investor
Action Required:
In the Left Menu, click on ‘Sophisticated Investor’.
Then Click the ‘Add New Investor’ button
Step 3: Click on Sophisticated Investor
Open the Apps Menu in the top left corner, and click on the Compliance Hub.
This will open the Compliance Hub App in a new tab.
Action Required:
Fill out the details in the popup.
Make sure you set the start date and expiry date. iC2 will send you a reminder when the expiry date is palling due.
Upload a copy of the signed certificate.